Please visit the following websites for resources and information:
Oregon State Division of Finance and Corporate Securities (DFCS)
– Quarter Enforcement Summaries
– Sign up for Updates via GoDelivery System
US Securities and Exchange Commission
Financial Industry Regulatory Authority (FINRA)
Public Investors Advocate Bar Association (PIABA)
Securities Industry and Financial Market Association (SIFMA)
Securities Investor Protection Corporation. (SIPC)
North American Securities Administrators Association, Inc. (NASAA)
Securities Lawyer’s Deskbook (University of Cincinnati College of Law)
Securities Class Action Clearinghouse (Stanford Law School)