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Resources

Please visit the following websites for resources and information:

Oregon State Bar

Oregon State Division of Finance and Corporate Securities (DFCS)

– Main Page

– Enforcement Orders

– Quarter Enforcement Summaries

– Proposed Rules

– Recently Adopted Rules

– Sign up for Updates via GoDelivery System

US Securities and Exchange Commission

Financial Industry Regulatory Authority (FINRA)

Public Investors Advocate Bar Association (PIABA)

Securities Industry and Financial Market Association (SIFMA)

Securities Investor Protection Corporation. (SIPC)

North American Securities Administrators Association, Inc. (NASAA)

Securities Lawyer’s Deskbook (University of Cincinnati College of Law)

Securities Class Action Clearinghouse (Stanford Law School)

Cornell University Legal Information Institute

Law 360

RSS SEC Litigation

  • Justin Sun et al. March 24, 2023
    Eight Celebrities Also Charged for IIIegal Touting of Sun's Crypto Asset Securities
  • Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio) March 23, 2023
    SEC Charges Three Sales Agents At Straightpath Venture Partners with Fraud and Unregistered Broker Activity
  • Darryl M. Cohen March 23, 2023
    SEC Charges Financial Adviser for Misappropriating More Than $1 Million from Current, Former NBA Players
    
Oregon State Bar
Disclaimer of Liability

The Securities Regulation Section of the Oregon State Bar presents information on this website as a service to our members and others who provide legal services in this area of law. Our goal is to provide information, education, and networking in this highly specialized field. While we hope to prove a resource in this area of law, nothing on this site should be considered as legal advice and we make no warranty or guarantee concerning the accuracy or reliability of the content of this site or other sites to which we link.


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